Schedule 13D / SCH 13D. 000000000 13g page 2 of 3 pages 1. names of reporting persons i.r.s. View HTML. of above persons (entities only) 2. check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☐ 3. sec use only 4. citizenship or place of organization number of shares beneficially 5. sole voting power 00,000 This is a discussion topic or guest posting submitted by a Stock Gumshoe reader. © Further, Section 929R provides the SEC with the authority to adopt rules to shorten the 10‐day filing period for 5Schedule 13D and Schedule 13G filings. Form SC 13G: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of a class of equity securities by passive investors and certain institutions. 13)* Alphabet Inc. (Name of Issuer) Class A Common Stock . Filing Group. Statement of Ownership (sc 13g) Edgar (US Regulatory) - 3/8/2021 11:05:41 AM: Regulus Therapeutics to Present at the H.C. Wainwright Global Life Sciences Conference PR Newswire (US) - 3/5/2021 4:07:00 PM: Statement of Changes in Beneficial Ownership (4) Edgar (US Regulatory) - 2/17/2021 5:24:54 PM The Schedule 13G filing is a shorter version of the Schedule 13D with fewer reporting requirements. Feb 13, 2013. The SEC requires all corporate insiders and any owner of 10% or more of a company’s stocks to be registered and file Forms 3, 4 and 5. FORM SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions [amend] Filing Date: 2015-02-17 SEC Accession No. Passive investors who own between 5% and 20% of a company can file Form SC 13G to EDGAR. GENERAL MOTORS CO. Filing Formats . Schedule 13G is a short-form version and intended for passive investors, qualified institutional investors, and exempt investors. FORM SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions [amend] Filing Date: 2017-01-30 SEC Accession No. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d−102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d−1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT … Washington, D.C. 20549 SCHEDULE 13G. Ownership of over 5% in a publicly traded stock is considered significant ownership, and therefore must be reported to the public. Schedule 13G, as applicable), to the issuer and any exchange in which the securities beneficially owned are listed. _____)* (Name of Issuer) (Title of Class of Securities) (CUSIP Number) (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be … An activist shareholder is simply not allowed to file a Schedule 13G and then engage in activism. cusip no. Form Description. The initial filing is on Form 3. Schedule 13G is shorter and requires less information from the filing party. Common Questions About Schedule 13D and 13G Filing Requirements For Public Companies. Issuer. InvestorsHub.com, Inc. Schedule 13G is an SEC form that is used to report any stock ownership which exceeds 5% of a company's total stock. Regulus Therapeutics Announces Completion of Dosing in the First Cohort of Phase 1b Clinical Trial of RGLS4326 for the Treatm... Regulus Therapeutics to Present at the 20th Annual Needham Virtual Healthcare Conference, NLS Pharmaceutics, Entera Bio leads healthcare gainers; Marker Therapeutics, Timber Pharmaceuticals among major losers, Securities Registration Statement (simplified Form) (s-3), Regulus Therapeutics Reports Fourth Quarter and Year-End 2020 Financial Results and Recent Updates, Regulus Therapeutics to Present at the H.C. Wainwright Global Life Sciences Conference. Download DOC. Schedule 13G. 3)* SCIPLAY CORPORATION (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 809087109 (CUSIP Number) August 26, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G … Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement. Document Date. Can someone explain what a SCHEDULE 13G/A form represents and is it a good thing or a bad thing? Under the Securities Exchange Act of 1934 (Amendment No. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d−102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d−1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT … The idea behind the filing is to let investors know that someone has taken a meaningful ownership … Featured The Schedule 13D contains significantly more information than the Schedule 13G. An insider of an issuer that is registering equity securities for the first time under Section 12 of the Exchange Act must file this Form … 0001137774-17-000039 (HTML Version on secdatabase.com) SUBJECT COMPANY Atlantica Yield plc CIK:1601072| IRS No. {{ article.headline | getDecodedUnicode }} SECURITIES AND EXCHANGE COMMISSION. SCHEDULE 13G . 2021 Activist practices disqualify a filer from filing Schedule 13G and instead require a Schedule 13D … In going public transactions, a company can register a class of securities and thereby become subject to the SEC’s reporting requirements by filing a Form 10 Registration Statement or Form 8-A registration statement under Section 12 of the Securities Exchange Act of 1934, as … The Schedule 13G is a short-form statement that certain investors are permitted to use. Under the Securities Exchange Act of 1934 (Amendment No. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. • {{ article.symbol }} • {{ article.date }} {{ article.time }}, Is a schedule 13g a good or bad sign? An amendment to the SC 13G filing. If a transaction occurs that would increase a 13G filer’s ownership over the 20% threshold or if a passive investor decides to exert control over … SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. Under the Securities Exchange Act of 1934 … FORM SC 13G/A NICE SYSTEMS LTD − NICE Filed: February 14, 2006 (period: ) An amendment to the SC 13G filing. SEC Form SC 13G/A Statement of acquisition of beneficial ownership by individuals ⚠️ This is an amended form filing, check Form SC13G for the complete list of filings and form … Feb 13, 2013. : 000000000 | State of Incorp. __)* (Name of Issuer) (Title of Class of Securities) (CUSIP Number) (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☐ Rule 13d-1(c) ☐ Rule 13d-1(d) *The remainder of this cover page shall … GM is Positioned for Strong, Long Term Business Results. Schedule 13G can be filed by three classes of investors - Exempt Investors (Rule 13d-1(d)), Qualified Institutional Investors (Rule 13d-1(b)), and Passive Investors (Rule 13d-1(c)). Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.A filer must promptly update the Schedule 13D filing to reflect any material change in the facts disclosed, including, among other things, … The persons below hereby agree that the Schedule 13G to which this agreement is attached as an exhibit, as well as all future amendments to such Schedule 13G, shall be filed on behalf of each of them. A. SC 13G Form - Statement of acquisition of beneficial ownership by individuals - AVID TECHNOLOGY, INC. (0000896841) (Subject) Published: Apr 17, 2020, 8:11 PM UTC SEC SC 13G 1 av13g-avidtech_gsassetmgmt.htm UNITED STATES. Schedule 13D filings are reserved for people or companies who may be interested in agitating for some kind of a change at the company, whereas "passive investors" are just that - passive. Class B Common Stock: 02079K 206 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) SC 13G/A Filing Date. There are sites that automatically track insider trades such as Inside Monitor but the best way, as always, is to get the information directly from the source, i.e. The SC 13G is a form filed with the Securities Exchange Commission (SEC) to report beneficial ownership of 5% or more of a class of securities. Other. A "schedule 13G" filing is reserved for "passive investors", or those who do not intend to "exert control" in a company. SC 13G/A: GreenVision Acquisition Corp. 2021-05-11 00:00:00: SC 13G/A: Alger ETF Trust: 2021-05-11 00:00:00: SC 13G/A: dMY Technology Group, Inc. II: 2021-05-11 00:00:00: SC 13G/A: GLAZER CAPITAL, LLC: 2021-05-11 00:00:00: SC 13G: BOOTHBAY FUND MANAGEMENT, LLC, Maquia Capital Acquisition Corp: 2021-05-11 00:00:00: SC 13G: EcoR1 Capital, LLC, … FORM SC 13G/A NICE SYSTEMS LTD − NICE Filed: February 10, 2005 (period: ) An amendment to the SC 13G filing. Featured Download Form Form SC 13GA: Amendment of Form SC 13G. Follow us and the future of … identification nos. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. General Motors Company. The content has not been edited or reviewed by Stock Gumshoe, and any opinions expressed are those of the author alone. 2021 {{ article.headline | getDecodedUnicode }} Should a Schedule 13G filer decide to become an activist, then a Schedule … Download PDF. SCHEDULE 13G/A . 2 )* Sciplay Corp (Name of Issuer) Common Stock (Title of Class of Securities) 809087109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X]Rule 13d-1(b) [ ] Rule 13d … Show all. Exempt Investors Schedule 13G is available to Exempt Investors. Form SC 13D and Form SC 13G must be filed within 10 days of a transaction that affects an investor’s beneficial ownership in a company. Exempt Investors consist of persons who _____)* (Name of Issuer) (Title of Class of Securities) (CUSIP Number) (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be … a Schedule 13G, which is a shorter disclosure form, instead of a Schedule 13D. Amended Statement of Changes in Beneficial Ownership (4/a), Regulus Therapeutics completes dosing in early-stage kidney disease trial. It might, for example, be a purchase by an activist investor seeking more management input. I'm thinking if a company is willing to invest of 8% then they long term growth, I think? An activist beneficial owner must file Schedule 13D within 10 days of acquiring more than 5 percent of certain equity securities. {{ article.date }} {{ article.time }}, Edgar (US Regulatory) - 5/18/2021 11:05:05 AM, Edgar (US Regulatory) - 5/18/2021 11:03:03 AM, Edgar (US Regulatory) - 5/18/2021 11:01:19 AM, Edgar (US Regulatory) - 5/17/2021 5:35:51 PM, Edgar (US Regulatory) - 5/17/2021 5:22:59 PM, Edgar (US Regulatory) - 5/17/2021 5:19:10 PM, Edgar (US Regulatory) - 5/17/2021 5:10:42 PM, Edgar (US Regulatory) - 5/17/2021 4:14:01 PM, Edgar (US Regulatory) - 4/23/2021 5:17:23 PM, Edgar (US Regulatory) - 4/1/2021 10:14:33 AM, Edgar (US Regulatory) - 4/1/2021 10:10:33 AM, Edgar (US Regulatory) - 4/1/2021 10:07:33 AM, Edgar (US Regulatory) - 4/1/2021 10:04:21 AM, Edgar (US Regulatory) - 1/15/2021 5:11:12 PM, Edgar (US Regulatory) - 1/4/2021 9:12:10 AM, Edgar (US Regulatory) - 1/4/2021 9:06:53 AM, Edgar (US Regulatory) - 1/4/2021 9:03:42 AM, Edgar (US Regulatory) - 12/30/2020 5:17:39 PM, Additional Proxy Soliciting Materials (definitive) (defa14a), CEL-SCI Corporation Reports Second Quarter Fiscal 2021 Financial Results, Statement of Changes in Beneficial Ownership (4), CEL-SCI Corporation Reports First Quarter Fiscal 2021 Financial Results, Post-effective Amendment to Registration Statement (pos Am), CEL-SCI Corporation to Present at the 2021 H.C. Wainwright BIOCONNECT Virtual Conference, CEL-SCI Corporation Issues Letter to Shareholders, CEL-SCI Reports Fiscal 2020 Financial Results and Clinical & Corporate Developments. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. • {{ article.symbol }} • The Schedule 13G is very similar, except for one major factor: the person who now owns more than 5% of a security is a passive investor and not interested in pursuing an activist agenda. Company. 0001085146-15-000553 (HTML Version on secdatabase.com) SUBJECT COMPANY Clear Channel Outdoor Holdings, Inc. The content has not been edited or reviewed by Stock Gumshoe, and any opinions expressed are … Investors and arbitrageurs often refer to the … 13G Good of bad This is the filing Definition of 'Schedule 13G' An SEC form similar to the Schedule 13D used to report a party's ownership of stock that is over 5% of the company. InvestorsHub.com, Inc. Class B Common Stock (Title of Class of Securities) Class A Common Stock: 02079K 305 . This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934. Schedule 13D is a form that must be filed with the SEC when a person or group acquires more than 5% of any class of a company's shares. © It is used by passive and some institutional investors. Schedule 13G (SC 13G) is an SEC form similar to the Schedule 13D used to report a party's ownership of stock that is over 5% of the company. Please let me know what you think, Edgar (US Regulatory) - 5/17/2021 7:14:33 PM, Edgar (US Regulatory) - 5/17/2021 7:13:25 PM, Edgar (US Regulatory) - 5/14/2021 6:04:31 AM, Edgar (US Regulatory) - 5/13/2021 4:16:21 PM, Edgar (US Regulatory) - 5/3/2021 8:17:14 AM, Edgar (US Regulatory) - 4/30/2021 9:04:09 AM, Edgar (US Regulatory) - 4/16/2021 4:21:03 PM, Edgar (US Regulatory) - 4/16/2021 4:15:59 PM, Edgar (US Regulatory) - 3/10/2021 6:04:21 AM, Edgar (US Regulatory) - 3/9/2021 5:34:45 PM, Edgar (US Regulatory) - 3/9/2021 4:31:36 PM, Edgar (US Regulatory) - 3/8/2021 11:05:41 AM, Statement of Changes in Beneficial Ownership (4), Regulus Therapeutics to Present at the Oppenheimer Rare & Orphan Disease Summit, Regulus Therapeutics Reports First Quarter 2021 Financial Results and Recent Updates, Regulus Therapeutics Announces Timing for First Quarter 2021 Financial Results Webcast and Conference Call, Regulus reports top-line data from early-stage RGLS4326 trial in polycystic kidney disease. the SEC website. 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